The National Scope – Highlighting the Issue

In the past five years, several national and international reports have addressed, explored, and investigated the issue of staff sexual misconduct.  While the majority of these reports resulted from allegations of abuse of women in prisons and jails, staff sexual misconduct is by no means just a “women’s issue.”  Briefly, these reports are the following:

(1)      In December 1996, Human Rights Watch organization published “All Too Familiar” Sexual Abuse of Women in U. S. State Prisons.”  This report described numerous incidents of sexual harassment, sexual abuse, sexual contact, and privacy violations of women in the six large correctional facilities, including one combined prison/jail system.  The damage to the field of corrections was significant, and many issues that corrections needed to address were brought to the forefront. [www.hrw.org]. [1]

(2)      In 1997, the United States Department of Justice [DOJ] filed civil rights lawsuits against two states’ Departments of Corrections.  The results of this litigation were settlement agreements, involving extensive reorganization and revision of policies and procedures.  The actions of the U. S. DOJ were based on their findings that the departments failed to sufficiently protect female inmates from sexual misconduct by staff.

(3)     In July 1998, “Nowhere to Hide: Retaliation Against Women in Michigan State Prison” was published by Human Rights Watch. The report examined numerous acts of retaliation against the female inmates who had filed suit or complaints against the department for acts of sexual misconduct [www.hrw.org/reports/98/women].[2]

(4)     In 1999, United Nations, “Report of the mission to the United States of America on the issue of the violence against women in state and federal prisons” [pp. 55-63] was issued.  The report found that sexual misconduct by staff is “widespread” in U. S. prisons, especially when compared to systems in other industrialized counties.  The report offered many recommendations, including the criminalization of sexual misconduct between staff and inmates [www.un.org/Pubs].[3]

(5)     In June 1999, the United States General Accounting Office published “Women in Prison: Sexual Misconduct by Correctional Staff.”  Four jurisdictions, accounting for more than one third of the total prison population, were studied.  The report found that the following areas were significantly lacking attention: training, reporting methods, procedures for responding to allegations, procedure for preventing retaliation against those filing reports, conducting competent investigations, maintaining records of reports and investigations, and tracking the progress of investigations [www.gao.gov].[4]

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Jails have not been exempt from allegations, misconduct, and scrutiny. Allegations have surfaced in just about every state.  Jails in many states, including Virginia, Massachusetts, Florida, George, and California, have been in the news and in court to defend their agency’s operations.

There are no statistics on the extent of staff sexual misconduct in jails.  This may be due to the large number of local jails (over 3,200) and the diverse manner in which they are organized and managed.  The experts see no reason to expect that the problem is less in jails than in prisons.  In fact, some experts think the problem may be more acute.[5]  The turnover of arrestees in jails, most of who have as their only goal to get released, presents opportunities for misconduct that may go unreported.  Many arrestees may believe that their treatment by staff and demands made on them are “routine,”  There is little opportunity for the jail to alert arrestees to protections accorded by state statute and how to report their allegations.

Clearly, the 1990s created a new awareness of the problem of sexual misconduct where an imbalance of power exists – in the military, in religious institutions, in high schools, and colleges, and in prison and jail settings.  In terms of incarcerated populations, the response to the problem has been mixed.  Some jurisdictions still do not acknowledge that misconduct exists, or recognize the potentially dangerous and harmful implications of staff sexual misconduct.

At least 44 of the 53 jurisdictions (the jurisdictions being the 50 states , Puerto Rico, Federal Bureau of Prisons, and the District of Columbia) have passed laws criminalizing sexual relationships between staff and inmates or detainees.[6]  This number is an increase from 32 states with legislation in 1996.  Even with overwhelming evidence about staff sexual misconduct, some legislatures have not fully perceived or acknowledged the problem, and efforts to pass appropriate laws have been difficult.  The Association of State Correctional Administrators passed a resolution in 2000 declaring a “zero tolerance” for staff sexual misconduct.

It has been the experience in some parts of the country that local prosecutors have not consistently pursued prosecution with corrections agencies in cases where law violations are suspected because of the alleged “consensual” nature of many of the acts.  In regions of the country where jails or prisons are a main economic force, prosecutors and juries have particularly shown reluctance in condemning those who work in seemingly difficult jobs in jails and prisons. 

Conversely, some jurisdictions have taken a proactive approach toward the problem of staff sexual misconduct.  Establishing policies and procedures for reporting allegations, investigating allegations, protecting the parties from retaliation, training staff and inmates/detainees, and adopting policies of zero tolerance are excellent steps to address the problem before the crisis occurs.  Staff sexual misconduct is happening and will happen, in spite of the best efforts to prevent it.  But understanding the nature of the problem and establishing proactive measures will minimize the amount of events, and prepare an agency to address the issue appropriately, effectively, and with integrity and dignity.

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Looking for excuses?  Many agencies fear that an aggressive zero tolerance policy for staff sexual misconduct, coupled with the necessary inmate orientation and education, will invite and encourage malicious and deliberately false allegations by inmates against staff with whom inmates seek to “get even.”  Agencies with aggressive policies report this does not occur.  The real danger is to allow this fear to prevent the development and enforcement of a zero tolerance policy, or to resort to a watered-down approach that can leave staff more confused and with less direction.  Part of zero tolerance is setting the guidelines for consequences of making malicious or knowingly false allegations.  Agencies must also be clear in distinguishing between malicious allegations and allegations for which no corroborating evidence could be found.

So what can a jail do to protect itself and the staff from damaging and dangerous incidents of staff sexual misconduct?  Prevention is not simply sending staff to training, and prevention is not just telling staff to behavior professionally.  Prevention involves a review of policies, procedures, and practices, and critiquing your agency’s “culture”.  Prevention is a long-term commitment to human rights, protection of inmates, and support of staff.

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Assessing Your Agency’s Vulnerability

Should jail administrators wait until they are in the news, or sued, to act?  Should jails just see if the issue surfaces in a neighboring jail, or hold off acting until a court directs them to review their procedures?  While these options always exist, the risks of waiting to see what the future brings are significantly higher than assessing the agency’s vulnerability and acting to protect staff and inmates.

Written policy is the best offense.  This wall is built with the commitment to a policy of zero tolerance for staff sexual misconduct.  This commitment must be clearly role modeled by agency leadership, through public statements and adoption of concise and descriptive policies. Without all three – public statements, policies and setting the example – staff receive mixed messages.  Even model behavior is not enough when written policy does not exist, “Hey, it’s not in writing anywhere, so they can’t do anything to me.”

If personal integrity, facility security, and professionalism are not sufficient reasons to encourage agencies to adopt zero tolerance for staff sexual misconduct, then vicarious liability should be.  Vicarious liability is created when 

Someone else (such as a supervisor) knew or should have known what was occurring or about to occur, but did nothing to correct the situation, and that lack of action was the proximate cause of subsequent harm, injury, or death.

Vicarious liability results from such circumstances as the failure to train, negligent supervision, or negligent hiring or retention.  Under vicarious liability, administrators are responsible for activities within their jurisdictions.  The best protection is not insurance or bonding.  It is a proactive approach to any problem, rather than just a reactive response.  Administrators who develop effective policy, who say abreast of legal issues, and who treat staff and inmates with the same respect they would desire if their roles were reversed will achieve far more results and insulation from liability than any insurance policy could hope to provide.

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[1] Human Rights Watch, Women’s Rights Project: All Too Familiar: Sexual Abuse of Women in U. S. Prisons, 1996.

[2] Human Rights Watch, Nowhere to Hide: Retaliation Against Women in Michigan State Prisons, 9/98.

[3] United Nations Economic and Social Council, Commission on Human Rights 55th Session: Integration of the Human Rights of Women and the Gender Perspective: Violence Against Women: Report of the Special Rapporteur on violence against women, its causes and consequences, Ms. Radhika Coomaraswamy, in accordance with Commission on Human Rights Resolution 1997/44; Addendum – Report of the mission to the USA on the issue of violence against women in state and federal prisons: E/CN.4/1999/68/Add.2GE.99-10012(E), 4 Jan 99.

[4] United Statues General Accounting Office:  Women in Prison:  Sexual Misconduct by Correctional Staff – Staff Sexual Misconduct in Female Prisons; Report to the Honorable Eleanor Holmes Norton. House of Representatives; GAO-GGD 99-104, June 1999.

[5] In state prison systems, such as Georgia, that have implemented new inmate orientation regarding sexual misconduct, inmates have reported they were subjected to staff sexual misconduct while held in a local jail.  In that state, these reports are referred back to the jail for investigation.

[6] Smith, Brenda, V., Senior Counsel, Director, Women in Prison Project, Fifty State Survey of Criminal Laws Prohibiting Sexual Abuse of Prisons, National Women’s Law Center, April 98.

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